Nominees

If you are a broker, bank, or other nominee that held Sterling Chemicals, Inc. (“Sterling”) common stock (CUSIP: 859166100) at any time between June 22, 2011 through and including August 9, 2011, for the beneficial interest of a person or entity other than yourself, within ten (10) calendar days of your receipt of the Notice you must either:

  1. Provide the Settlement Administrator with a list of the names and last known addresses of beneficial owners described above; or
  2. Request from the Settlement Administrator sufficient copies of the Notice and Proof of Claim (“Notice”) to forward to all such beneficial owners and, within ten (10) calendar days of receipt of those copies, forward the Notice to such beneficial owners.

If you are providing a list of names and addresses to the Settlement Administrator:

  1. Compile a list of names and addresses of beneficial owners.
  2. Prepare the list in Microsoft Excel format, for which a preformatted spreadsheet can be found here.
  3. Then, do one of the following

    1. Burn the Microsoft Excel file(s) to a CD or DVD and mail the CD or DVD to:

      Sterling Chemicals Settlement
      Settlement Administrator
      P.O. Box 3230
      Portland, OR 97208-3230

    2. Email the spreadsheet to info@SterlingChemicalsSettlement.com; or
    3. Upload the spreadsheet here

If you are mailing the Notice Packet to beneficial owners:

Request the needed number of copies of the Notice Packet via email to info@SterlingChemicalsSettlement.com. You must mail the Notice Packets to the beneficial owners within ten (10) calendar days of your receipt of the Notice Packets.

If you have any questions, contact the Settlement Administrator at info@SterlingChemicalsSettlement.com or by calling 1-888-643-2170

If you are filing electronic claims:

A nominee may also submit a Proof of Claim Form on behalf of multiple clients who are beneficial owners by using the links below.

Click here to download the Proof of Claim Form.

Click here to download a properly formatted spreadsheet for submitting your transactions.

You may upload your master Proof of Claim Form and completed spreadsheet online here.

Important Dates

  • June 22, 2011 through and
    including August 9, 2011

    Common Stock Class Period
  • November 17, 2016
    Deadline to Object
  • December 9, 2016 at 10:00 a.m. EST
    Settlement Hearing
  • January 9, 2017
    Deadline to submit a Proof of Claim